FINRA CAT Trademark Information

Financial Industry Regulatory Authority, Inc.

Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fie...

Business services, namely, maintaining a consolidated database of securities transactions; business management services relating to computer technologies, business automation, and customer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities

Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing information relating to regulatory compliance in the financial securities industry

Educational services, namely, providing educational materials in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data

Computer software containing and providing access to online databases pertaining to securities transactions; computer software for tracking, maintaining, processing, logging and storing data; computer software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; software for archiving and retrieving data

This is a brand page for the FINRA CAT trademark by Financial Industry Regulatory Authority, Inc.  in Washington, DC, 20006.

Write a review about a product or service associated with this FINRA CAT trademark. Or, contact the owner Financial Industry Regulatory Authority, Inc. of the FINRA CAT trademark by filing a request to communicate with the Legal Correspondent for licensing, use, and/or questions related to the FINRA CAT trademark.

On Thursday, March 21, 2019, a U.S. federal trademark registration was filed for FINRA CAT. The USPTO has given the FINRA CAT trademark serial number of 88351274. The current federal status of this trademark filing is OFFICE ACTION ISSUED - CLARIFICATION NEEDED. The correspondent listed for FINRA CAT is BRANDON P. LEAHY of WILSON SONSINI GOODRICH & ROSATI, 650 PAGE MILL ROAD, PALO ALTO, CA 94304-1050 . The FINRA CAT trademark is filed in the category of Computer & Software Services & Scientific Services , Advertising, Business & Retail Services , Insurance & Financial Services , Education and Entertainment Services , Computer & Software Products & Electrical & Scientific Products . The description provided to the USPTO for FINRA CAT is Computer software containing and providing access to online databases pertaining to securities transactions; computer software for tracking, maintaining, processing, logging and storing data; computer software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; software for archiving and retrieving data.

Word mark: FINRA CAT
Status/Status Date:
OFFICE ACTION ISSUED - CLARIFICATION NEEDED
6/9/2019
Estimated Response Deadline: 12/9/2019
Serial Number: 88351274
Filing Date: 3/21/2019
Registration Number: NOT AVAILABLE
Registration Date: NOT AVAILABLE
Goods and Services: Computer software containing and providing access to online databases pertaining to securities transactions; computer software for tracking, maintaining, processing, logging and storing data; computer software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; software for archiving and retrieving data
Mark Description: NOT AVAILABLE
Type Of Mark: Service Mark
Published For Opposition Date: N/A
Last Applicant/Owner: Financial Industry Regulatory Authority, Inc.
Washington, DC 20006
Mark Drawing Code: Standard Character Mark
Design Search: (NO DATA)
Register Type: Principal
Disclaimer: (NOT AVAILABLE)
Correspondent:
WILSON SONSINI GOODRICH & ROSATI
650 PAGE MILL ROAD
PALO ALTO, CA 94304-1050

Classification Information

Intent to Use Trademark - Applicant has not submitted proof of use in commerce the the USPTO.

Primary Class: Class Details:
Class (042)
Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
First Use Anywhere: : Not provided
First Use In Commerce: Not provided
Class (035)
Advertising; business management; business administration; office functions.
First Use Anywhere: : Not provided
First Use In Commerce: Not provided
Class (036)
Insurance; financial affairs; monetary affairs; real estate affairs.
First Use Anywhere: : Not provided
First Use In Commerce: Not provided
Class (041)
Education; providing of training; entertainment; sporting and cultural activities.
First Use Anywhere: : Not provided
First Use In Commerce: Not provided
Class (009)
Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus.
First Use Anywhere: : Not provided
First Use In Commerce: Not provided

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Current Trademark Status:
6/9/2019
OFFICE ACTION ISSUED - CLARIFICATION NEEDED
Correspondent Search:

BRANDON P. LEAHY is a correspondent of FINRA CAT trademark.

Current Overall Rating:
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