FINRA CAT Trademark Information

Trademark by Financial Industry Regulatory Authority, Inc.

Business services, namely, maintaining a consolidated database of securities transactions; business management services relating to computer technologies, business automation, and customer support services; interactive record-keeping services for use in regulatory compliance by governmental and non-governmental professionals in the field of financial securities

Providing an online computer database with information regarding securities transactions; financial services, namely, storing, documenting and providing data relating to securities transactions; providing financial information relating to regulatory compliance in the financial securities industry

Educational services, namely, providing educational materials in the nature of non-downloadable brochures and information sheets in the fields of regulatory reporting of financial transactions, information security, and definition of financial securities data; planning and conducting educational events in the fields of reporting of financial transactions, information security, and definition of financial securities data, and distribution of ed...

Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fie...

Providing information relating to regulatory compliance in the financial securities industry

Classification Information

Use in Commerce Trademark - Applicant has provided proof of use of this mark in commerce to USPTO.

Primary Class: Class Details:
Class (035)
Advertising; business management; business administration; office functions.
First Use Anywhere:: 4/24/2019
First Use In Commerce: 4/24/2019
Class (036)
Insurance; financial affairs; monetary affairs; real estate affairs.
First Use Anywhere:: 4/24/2019
First Use In Commerce: 4/24/2019
Class (041)
Education; providing of training; entertainment; sporting and cultural activities.
First Use Anywhere:: 4/24/2019
First Use In Commerce: 4/24/2019
Class (042)
Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
First Use Anywhere:: 4/24/2019
First Use In Commerce: 4/24/2019
Class (045)
Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals.
First Use Anywhere:: 4/24/2019
First Use In Commerce: 4/24/2019
General Information
Word mark: FINRA CAT
Status/Status Date:
REGISTERED
2/2/2021
Serial Number: 88351274
Filing Date: 3/21/2019
Registration Number: 6262460
Registration Date: 2/2/2021
Goods and Services: Computer software containing and providing access to online databases pertaining to securities transactions; computer software for tracking, maintaining, processing, logging and storing data; computer software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; software for archiving and retrieving data
Mark Description: NOT AVAILABLE
Type Of Mark: Service Mark
Published For Opposition Date: 1/14/2020
Last Applicant/Owner:
Financial Industry Regulatory Authority, Inc.
Washington, DC 20006
Mark Drawing Code: Standard Character Mark
Design Search:
(NO DATA)
Register Type: Principal
Disclaimer: ("CAT")
Correspondent:
WILSON SONSINI GOODRICH & ROSATI
650 PAGE MILL ROAD
PALO ALTO CA 94304-1050
Current Status:
REGISTERED
2/2/2021
Correspondent Search:
BRANDON P. LEAHY is a correspondent of FINRA CAT trademark.
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